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10/26/06 - USPTO Class 606 |  120 views | #20060241576 | Prev - Next | About this Page  606 rss/xml feed  monitor keywords

System and method providing directional ultrasound therapy to skeletal joints

USPTO Application #: 20060241576
Title: System and method providing directional ultrasound therapy to skeletal joints
Abstract: An ultrasound therapy system and method is provided that provides directional, focused ultrasound to localized regions of tissue within body joints, such as spinal joints. An ultrasound emitter or transducer is delivered to a location within the body associated with the joint and heats the target region of tissue associated with the joint from the location. Such locations for ultrasound transducer placement may include for example in or around the intervertebral discs, or the bony structures such as vertebral bodies or posterior vertebral elements such as facet joints. Various modes of operation provide for selective, controlled heating at different temperature ranges to provide different intended results in the target tissue, which ranges are significantly affected by pre-stressed tissues such as in-vivo intervertebral discs. In particular, treatments above 70 degrees C., and in particular 75 degrees C., are used for structural remodeling, whereas lower temperatures achieve other responses without appreciable remodeling. (end of abstract)



Agent: John P. O'banion O'banion & Ritchey LLP - Sacramento, CA, US
Inventors: Chris J. Diederich, Jeffrey C. Lotz, Will Nau, David S. Bradford
USPTO Applicaton #: 20060241576 - Class: 606027000 (USPTO)

Related Patent Categories: Surgery, Instruments, Heat Application

System and method providing directional ultrasound therapy to skeletal joints description/claims


The Patent Description & Claims data below is from USPTO Patent Application 20060241576, System and method providing directional ultrasound therapy to skeletal joints.

Brief Patent Description - Full Patent Description - Patent Application Claims
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CROSS-REFERENCE TO RELATED APPLICATIONS

[0001] This application claims priority from U.S. provisional application Ser. No. 60/349,207 filed on Jan. 15, 2002, and also from U.S. provisional application Ser. No. 60/351,827 filed on Jan. 23, 2002; and also U.S. provisional application Ser. No. 60/410,603 filed on Sep. 12, 2002; and also 60/411,401 filed on Sep. 16, 2002. The disclosures of these U.S. provisional patent applications are herein incorporated in their entirety by reference thereto.

STATEMENT REGARDING FEDERALLY SPONSORED RESEARCH OR DEVELOPMENT

[0002] Not Applicable

REFERENCE TO A COMPUTER PROGRAM APPENDIX

[0003] Not Applicable

BACKGROUND OF THE INVENTION

[0004] 1. Field of the Invention

[0005] The present invention is a system and method for delivering therapeutic levels of energy to tissue in a living body. More specifically, it is a system and method for delivering therapeutic levels of ultrasound energy invasively within the body in order to treat disorders associated with the spine and other joints. Still more specifically, it is a system and method for delivering ultrasound energy to intervertebral discs in order to treat disorders associated therewith such as chronic lower back pain.

[0006] 2. Description of the Background Art

[0007] For many years, much research and commercial development has been directed toward delivering energy to tissue in order to achieve various desired therapeutic results. Examples of energy modalities previously described for tissue treatment include: electrical current (both DC and AC, e.g. radiofrequency or "RF" current), plasma ion energy, sonic energy (in particular ultrasound), light energy (e.g. laser, infrared or "IR", or ultraviolet or "UV"), microwave induction, and thermal energy (e.g. convection or conduction). Other modalities for treating tissue include without limitation: cryotherapy (cooling tissue to desired levels to affect structure of function), and chemical therapy (delivering chemicals to the tissue to affect the tissue structure of function). Each of these energy delivery and other treatment modalities has been extensively studied and characterized as providing unique benefits, as well as unique issues and concerns, with respect to tissue therapy. Accordingly, many specific energy delivery methods and systems have been disclosed to provide unique benefits for particular intended therapeutic applications.

[0008] Various specific tissue responses to energy delivery have also been observed and reported during the course of significant study and characterization. In one regard, tissues or their function may be damaged by energy delivery such as thermal therapy. Examples of previously disclosed, differentiated effects of thermal tissue therapy generally characterized to damage tissue include, without limitation: ablation (which has been defined as either molecular dissociation or by achieving cellular necrosis), coagulation, degranulation, and desiccation. Alternatively, energy delivery in certain particular forms has also been characterized as promoting reproductive stimulation in certain tissues. Certain desired results have been disclosed with respect to intending controlled tissue damage with tissue thermal therapy; other desired results have been disclosed with respect to promoting tissue reproduction with tissue thermal therapy. In any event, because of the pronounced effects observed from tissue energy delivery, it is often desired to control and accurately select the localization of tissue/energy interaction in order to treat only the intended tissue, else normal surrounding tissue is effected with harmful results.

[0009] Accordingly, the different energy delivery modalities have been specifically characterized as providing particular benefits and problems versus other modalities with respect to various specific tissues and related medical conditions. Examples of specific medical conditions and related tissue that have been studied and characterized for tissue energy delivery include: tumors such as cancer (e.g. liver, prostate, etc.); vascular aneurysms, malformations, occlusions, and shunts; cardiac arrhythmias; eye disorders; epidermal scarring; wrinkling; and musculo-skeletal injury repair. The nature of the condition to be treated, as well as the anatomy of the area, can have significant impact on the desired result of energy delivery, which directly differentiates between the appropriateness or inappropriateness of each of the different energy delivery modalities for such application (as well as the corresponding particular operating parameters, systems, and methods for delivering such energy).

[0010] Depending upon the particular energy modality, various different parameters may be altered to affect the thermal effect in particular tissues, including which type of effect is achieved (e.g. ablation, coagulation, desiccation, etc.), as well as depth or degree of the effect in surrounding tissues. For the purpose of a general understanding, however, known tissue responses to thermal therapies, e.g. effect of changing temperatures to particular levels, have been previously characterized for certain tissues in prior disclosures which are summarized as follows.

[0011] As described above, temperature elevation of biological tissues is currently used for outright tissue destruction or to modify tissues to enhance other therapies. Low temperature elevations (41-45.degree. C.) of relatively short duration (<30-60 min) may damage cells but generally only to such extent to be repairable and considered non-lethal. In this range, it is believed that heat mediated physiological effects include heat induced acceleration of metabolism or cellular activity, thermal inactivation of enzymes, rupture of cell membranes, and delayed onset of increasing blood flow and vessel permeability. For temperature exposures in excess of 45.degree. C. and/or longer durations, it is believed that cellular repair mechanisms no longer function due to denaturation of key proteins or can't keep up with the accumulating damage. Complete cell death and tissue necrosis have been observed to be fully expressed in approximately 3-5 days. Temperature exposures in the 42-45.degree. C. regimen are commonly used for example as an adjuvant to radiation cancer therapy and chemotherapy, and have been considered for enhancing gene therapy and immunotherapy as well. Higher temperature elevations (50+.degree. C.) have been investigated for inducing desirable physical changes in tissue, ranging from applications such as controlled thermal coagulation for "tightening" ligaments and joint capsules, tissue reshaping, and selective tissue thermal coagulation for destroying cancerous and benign tumors. High temperature exposures (50+.degree. C.) are generally believed to produce rather lethal and immediate irreversible denaturation and conformational changes in cellular and tissue structural proteins, thereby thermally coagulating the tissue.

[0012] In general, heat-induced cell damage or tissue structural changes described above are believed to be attributed to thermal denaturation and aggregation of key protein structures. The accumulation of this thermal damage can be modeled using the Arrhenius rate process equation, which establishes a relationship between rate of thermal damage and the duration and temperature of exposure: 1 .tau. = A e - .DELTA. .times. .times. E / RT , ( 1 ) where .DELTA.E is activation energy (J mol.sup.-1), R is the universal gas constant (8.32 J mol.sup.-1K.sup.-1), A is the rate constant (s.sup.-1), T is temperature in Kelvin, and 1/.tau. is rate of thermal damage (s.sup.-1). Using this expression (Eqn. 1), a relationship can be derived to determine an exposure time (.tau..sub.2) and/or temperature elevation (T.sub.2) required to produce an equivalent observed biological effect associated with a specified temperature (T.sub.1) and time exposure (.tau..sub.1). This is the basis of the thermal iso-effect equation as shown below, which is non-linear with respect to temperature exposure and linear with respect to exposure time: .tau..sub.2=.tau..sub.1e.sup..DELTA.E/RT.sup.1.sup.T.sup.2.sup.)(T.sup.1.- sup.-T.sup.2.sup.)=.tau..sub.1K.sup.T.sup.1.sup.-T.sup.2.sup.), (2) where the parameter K is approximated as constant for typical therapeutic temperature elevations (10-30.degree. C.). Furthermore, extensive in vitro and in vivo studies have demonstrated that .DELTA.E for thermal damage is approximately constant at 140 J mol.sup.-1 for temperatures greater than 43.degree. C. Thus, the relationship between time and temperature for a given biological effect depends upon activation energy only. Thus, as determined from the hyperthermia biology literature, K.apprxeq.2 for T.gtoreq.43.degree. C. and K.apprxeq.4-6 for T.ltoreq.43.degree. C. The different values split at approximately 43.degree. C. in order to model the biphasic behavior in the rate response, with faster damage accumulation after a break around 43.degree. C. These values hold for lethal cellular damage, but not coagulation of structural proteins (collagen). Traditionally this iso-effect dose has been used to characterize hyperthermia cancer treatments with a target temperature elevation of 42.545.degree. C., and has led to 43.degree. C. becoming the historical reference dose temperature. This forms the basis of the thermal iso-effect dose (TID) equation, which as shown below can be used to calculate thermal dose of a varying temperature exposure over time as an equivalent exposure duration at 43.degree. C. (or other reference temperature). Temperature time history is equated to a thermal dose at a known temperature reference. EM 43 = .intg. 0 t f .times. K ( T - 43 ) .times. .times. d t = t = 0 t final .times. .DELTA. .times. .times. tK ( T - 43 ) , ( 3 ) where dt is a time step (min) and EM.sub.43 is thermal dose expressed in equivalent minutes at 43.degree. C.

[0013] Various previously published disclosures have verified the Arrhenius model and the iso-effect relationship of different temperature-time exposures for generating trans-epidermal thermal necrosis in skin. Applying the TID analysis, a threshold of approximately 320 EM.sub.43 (wherein "EM" represents "equivalent minutes" at the given temperature shown in subscript) as found for temperatures between 44-60.degree. C. Thermal dosages between 10-100 EM.sub.43 have been shown to correlate with improved response to hyperthermia and radiation therapy. For a conservative approach 250 EM.sub.43.degree. C. is a threshold dose for complete thermal necrosis, where reported values range from 25-240 EM43.degree. C. for brain and muscle tissue, respectively.

[0014] In addition, thermal coagulation or coagulation necrosis will occur in tissues exposed to temperatures greater than approximately 55.degree. C. for a duration of minutes in collagen in particular. Thermal coagulation of soft tissues requires temperatures in excess of 50.degree. C. Numerous investigators have validated the "TID" (or "temperature iso-dose") concept for predicting lesions using 240-340 EM 43.degree. C. as a threshold dose and critical temperatures of 53-54.degree. C. for coagulating muscle.

Therapeutic Energy Delivery for Spinal Disorders

[0015] Spinal disorders have been the topic of significant study and commercial development for therapeutic energy delivery. In particular, various specific conditions that have been studied with respect to particular modes of therapeutic energy delivery.

[0016] Of particular interest has been chronic lower back pain. Chronic low back pain is a significant health and economic problem in the United States, being the most costly form of disability in the industrial setting. For a substantial number of these patients the intervertebral disc is considered the principal pain generator. Traditionally, patients who fail conservative therapy have few treatment options beside discectomy or fusion, either of which can result in significant morbidity and variable outcomes. Recent efforts have been directed toward investigating thermal therapy for providing a healing effect on collagenous tissues, and therefore this modality has been incorporated into several minimally invasive back pain treatments.

[0017] Early orthopedic use of high temperature heat therapy was to manage shoulder instability. In this application, the shoulder capsule is treated with laser or radio-frequency (RF) thermal energy to temperatures typically in the range of 70 to 80.degree. C. This treatment has been disclosed to stabilize the joint by inducing tissue contraction. Such treatment also has been disclosed to result in an acute decrease in stiffness (e.g. as much as 50%) that may be recovered due to biologic remodeling. However, the long-term benefits of this treatment have been questioned since the collagenous tissue may re-lengthen over time.

[0018] The contraction associated with thermal therapy, which can reach as high as 50% along the fiber direction in the shoulder capsule, has been correlated with thermal denaturation. Thermal denaturation is an endothermic process in which the collagen triple helix unwinds after a critical activation energy is reached. Differential scanning calorimetry (DSC) is a technique to measure both the denaturation temperature (T.sub.m--the peak temperature corresponding to this critical activation energy) and the total enthalpy of denaturation (.DELTA.H--the total energy required to fully denature the collagen). This technique can be used to correlate thermal exposure with the resulting degree of denaturation for a specific collagenous tissue, and thus to guide the development of an optimal thermal dose.

[0019] Intradiscal electrothermal therapy (IDET) has been recently introduced as a minimally invasive, non-operative therapy in which a temperature elevation is applied in order to treat discogenic low back pain. In this procedure, a catheter containing a 5 cm long resistive-wire heating coil is introduced percutaneously into the disc under fluoroscopic guidance. The internal temperature of the device is then raised from 65.degree. C. to 90.degree. C. over a course of 16 minutes. This procedure is thought to produce temperatures sufficient to contract annular collagen and ablate annular nociceptors. A controlled, 12 month trial of IDET on a relatively small patient population (36 individuals) demonstrated some relief of back pain in 60% of patients and total relief in 23%. A two-year follow-up study of 58 patients found clinically significant improvement in pain, physical function, and quality of life. While these results have been considered by some to be promising, prospective placebo-controlled trials are lacking, and the therapeutic mechanisms of thermal therapy are unknown. Proposed therapeutic mechanisms of such technique have included: 1) collagen denaturation, causing annular stiffening, and tissue remodeling; 2) annular de-innervation; and 3) ablation of cytokine-producing cells. Due to mechanistic uncertainty, treatment optimization and patient selection are generally empirically based.

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