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08/09/07 - USPTO Class 242 |  84 views | #20070181736 | Prev - Next | About this Page  242 rss/xml feed  monitor keywords

Method and apparatus for remote filing and recordation of documents

USPTO Application #: 20070181736
Title: Method and apparatus for remote filing and recordation of documents
Abstract: g the authenticity of a printed document to receive an official copy of the document that will be automatically faxed back from the authenticating agency. The verifying agency will fax three barcodes to the authenticating fax server. First barcode will be the barcode printed on the document that the agency wants to validate. Second barcode uniquely identifies the agent or agency requesting the validation. Third barcode outlines the fax number of the agency where the fax server will automatically fax the validated document. A document filing method and system is disclosed in which is utilized a user interface display connected to a server in a electronic communication with at least one remote compute engine having URL capability, the server being adapted to receive and display an electronic copy of a document being submitted from a remote location for filing with the user of the server. An electronic stamping apparatus is also used, which is adapted to impart an electronic stamp on the submitted document responsive to a user input through the user interface; authenticating the filer using an electronic signature and/or digital certificate that is issued after establishing the chain of trust. The filer can also be authenticated if he files the document using a fax machine by an intelligent barcode that uniquely identifies the identity of filer using an alphanumeric serial number or identity number. An authentication server is used with the ability to create digital certificate that is issued after establishing the chain of trust and/or prints an intelligent barcode that uniquely identifies the identity of filer using an alphanumeric serial number or identity number. An archival storage server with the ability to store electronically stamped documents and digital certificate. A fax machine with the ability to fax documents to fax server and the fax server with ability to generate intelligent barcode and read intelligent barcode and generate documents in electronic format that are faxed from fax machine and generate data similar to electronic data envelope after reading the intelligent barcode. The electronic stamping apparatus can also authenticate the accepting or denying agent representing the responsible agency using an electronic signature and/or digital certificate that is issued after establishing the chain of trust. A database in electronic communication with the server and the user interface is adapted to store the document after the electronic stamp is imparted to the document; and an electronic communication device is adapted to transmit an electronic copy of the document having the electronic stamp imparted to the electronic copy of the document, to the submitter of the document for filing. The receiver can securely verify by connecting to the archived document repository that the document received is a true copy of the original document stored in the archived document repository. The system can provide for an electronic fee payment mechanism adapted to charge the submitter of the document a fee for the acceptance of the filing of the document. A security mechanism includes limiting the software for imparting the electronic stamp to the electronic copy of the document being filed to running on the server only, without upload to any other compute engine, and limiting access to the server to at least one authorized user uniquely identified to the server prior to the use of the electronic stamp. Authenticity of the electronic stamp can be assured by storing the document in a form that prevents further modification and/or with access limited to purposes other than making any further changes to the image constituting the stored form of the document. Authenticity of the filer can be assured by using electronic signature and/or digital certificate that is issued after establishing the chain of trust and/or intelligent barcode that uniquely identifies the identity of filer using an alphanumeric serial number or identity number for the filer and storing the document along with digital certificate that is issued after establishing the chain of trust and/or intelligent barcode that uniquely identifies the identity of filer using an alphanumeric serial number or identity number for the filer, in a form that prevents further modification and/or with access limited to purposes other than making any further changes to the image constituting the stored form of the document. In addition, the document may be transmitted to the submitter of the document for filing in such a non-modifiable form. An agency in need of verifyin (end of abstract)



Agent: Frank Frisenda - Las Vegas, NV, US
Inventor: Mohammed Nisar S. Shaikh
USPTO Applicaton #: 20070181736 - Class: 242559000 (USPTO)

Related Patent Categories: Winding, Tensioning, Or Guiding, Unwinding, With Supply Coil Replenishment, Supply Coil Transfer Apparatus

Method and apparatus for remote filing and recordation of documents description/claims


The Patent Description & Claims data below is from USPTO Patent Application 20070181736, Method and apparatus for remote filing and recordation of documents.

Brief Patent Description - Full Patent Description - Patent Application Claims
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BACKGROUND OF THE INVENTION

[0001] Electronic commerce has created the potential for converting conventional buying into a web-based electronic buying process. The cashier's counter has been changed into an electronic shopping cart and electronic payment system. However, there are situations where the payment is for other than goods, e.g., for the filing, recordation permitting, registration or the like of certain types of documents. In such cases, the cashier's counter serves more than simply to link payment to the contents of a virtual shopping cart. The content of the documents involved may have an impact on the completion of the transaction in a certain fashion, e.g., local; state and federal laws and/or rules associated with the proper completion of the document. These transactions also require a means of authenticating the filer's identity as well as authenticating the person who is accepting or denying the application on behalf of agency responsible for accepting or denying the application.

[0002] In addition, certain transactions requiring privacy and accountability related to healthcare and financial information require recordation using stamps as well as informing both parties and authenticating each party.

[0003] Also transactions requiring transfer of confidential and government authorized documents from a government agency requiring seal of the city, county, state or federal official along with the signature of the official to another department that needs to verify the authenticity of document as well as sender.

[0004] There exists a need to accomplish this type of transaction electronically utilizing Web-based remote access technologies or a fax machine and to record, permanently memorialize, and communicate the results of the prospective transaction, i.e., was it completed or unsuccessful.

SUMMARY OF THE INVENTION

[0005] A document filing method and system is disclosed in which is utilized a user interface display connected to a server is electronic communication with at least one remote compute engine having URL capability, the server being adapted to receive and display an electronic copy of a document being submitted from a remote location for filing with the user of the server; an electronic means of authenticating the filer by means of electronic signature and/or a digital certificate that is issued after establishing the chain of trust and/or intelligent barcode that uniquely identifies the identity of filer using an alphanumeric serial number or identity number for the filer that uniquely identifies the filer. An electronic stamping apparatus is used, which is adapted to impart an electronic stamp on the submitted document responsive to a user input through the user interface; that may incorporate an electronic signature and/or a digital certificate that is issued after establishing the chain of trust and/or intelligent barcode that uniquely identifies the identity of the accepting or denying agent representing the agency; a database in electronic communication with the server and the user interface is adapted to store the document along with digital certificate that is issued after establishing the chain of trust after the electronic stamp is imparted to the document and an electronic communication device is adapted to transmit an electronic copy of the document to the submitter of document, having the electronic stamp imparted to the electronic copy of the document as well as the digital certificate that is issued after establishing the chain of trust and/or intelligent barcode that uniquely identifies the identity of agent using an alphanumeric serial number or identity number for the agent authenticating the agent accepting or denying the application on behalf of the responsible agency. The electronic stamp can indicate that the document is accepted or rejected. The system can provide for an electronic fee payment mechanism adapted to charge the submitter of the document a fee for the acceptance of the filing of the document. A security mechanism includes limiting the software for imparting the electronic stamp to the electronic copy of the document being filed to running on the server only, without upload to any other computer engine, and limiting access to the server to at least one authorized user uniquely identified to the server prior to use of the electronic stamp. Authenticity of the electronic stamp can be assured and/or with access limited to purposes other than making any further changes to the image constituting the stored form of the document. In addition, authenticity of the person accepting the document on behalf of an agency is uniquely identified using a digital certificate that is issued after establishing the chain of trust and/or intelligent barcode that uniquely identifies the identity of agent using an alphanumeric serial number or identity number for the agent that is encrypted using 128 bit or 256 bit or other means available. In addition, the document maybe transmitted to the submitter of the document in such a non-modified form.

[0006] In those transactions related to Personal Health information as well as Advanced Health Care Directive or living will creating an archive bearing a date and time stamp for every document exchanged along with a complete transaction record describing the parties involved, date and time of transaction record describing the parties involved, date and time of transaction and authenticating signature and of each party is outlined. The intelligent barcode printed on the document allows an agency in need of verifying the authenticity of patient and notary using a digital certificate that is issued after establishing the chain of trust and/or intelligent barcode that uniquely identifies the identity of agent using an alphanumeric serial number or identity number for the agent that is encrypted using 128 bit or 256 bit or other means, to receive an official copy of the document that will be automatically faxed back from the authenticating agency or agency responsible for archiving these documents along with digital certificate. Also for financial records requiring archival, a date and time stamp for every document exchanged along with a complete transaction record describing the parties involved, date and time of transaction and authenticating signature and/or using a digital certificate that is issued after establishing the chain of trust and/or intelligent barcode that uniquely identifies the identity of agent using an alphanumeric serial number or identity number for the agent that is encrypted using 128 bit or 256 bit or other means available is outlined.

[0007] Transactions related to certified and sealed documents that authenticate the sender and receiver along with a digital certificate that is issued after establishing the chain of trust and/or intelligent barcode that uniquely identifies the identity of agent using an alphanumeric serial number or identity number for the agent that is encrypted using 128 bit or 256 bit or other means that authenticates the sender and a date and time stamp and a unique identifier such as recording number of bates number or transaction number along with a secured means for receiver to verify visually that the document is a true copy of the original document archived by the agency.

[0008] In addition, the intelligent barcode printed on the document will allow an agency in need of verifying the authenticity of the document to receive an official copy of the document that will be automatically faxed back from the authenticating agency.

[0009] After the electronic stamping, documents should inform the sender as to acceptance or rejection of the document using an electronic return receipt. The electronic stamp is also made permanent so that it cannot be altered and an imprint of a facsimile signature or a look-alike signature or an electronic signature generated by a device such as a pen pad and/or a digital certificate that is issued after establishing the chain of trust and/or intelligent barcode that uniquely identifies the identity of agent using an alphanumeric serial number or identity number for the agent may be added to the document. The electronic stamping application replaces the existing court counter or the agency counter with an electronic counter and constantly communicates with the server to inform the court clerk or other official of the number of people waiting in line to have a filing entered into the system. This also pushes the information collected by the apparatus from the filer to the case management system or other application that may be used by the court or the agency receiving the filing.

[0010] One of the limitations associated with a document that accompanies a digital certificate that is issued after establishing the chain of trust and/or intelligent barcode that uniquely identifies the identity of filer using an alphanumeric serial number or identity number for the filer is the inability to verify the signature once the document is printed. A method is outlined to achieve this using the intelligent barcode.

BRIEF DESCRIPTION OF THE DRAWINGS

[0011] FIG. 1 is a block diagram of a system according to the present invention.

[0012] FIG. 2 is a block diagram of a system according to the present invention describing the exchange of Personal health Information.

[0013] FIG. 3 is a block diagram of a system according to the present invention describing the exchange of Financial Information related to any transaction involving Public Corporation.

[0014] FIG. 4 is a block diagram of a system according to the present invention describing the exchange of certified and sealed documents related to any transaction involving legal documents.

[0015] FIG. 5 is an illustration of a Web-browser screen or networked connected screen user interface according to the present invention.

[0016] FIG. 6 is an illustration of another user interface according to the present invention.

[0017] FIG. 7 is an illustration of another user interface according to the present invention.

[0018] FIG. 8 is an illustration of another user interface display according to the present invention.

[0019] FIG. 9 is an illustration of another user interface display according to the present invention.

[0020] FIG. 10 is an illustration of another user interface display according to the present invention.

[0021] FIG. 11 is an illustration of another user interface display according to the present invention.

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